Can It Be Done?

Best Execution is a risky business. There are laws and standards that a Broker, Trader, or Firm must live up to in addition to satisfying a customer. So, when dealing in Non-Equity Asset Classes, where the profits aren't easily standardized or measured, what rule can one really follow? For most instances FINRA (Rule 5310) covers the bases, but Firms are made of people, and a lot of Trading is Automated. People research the market and follow policy. Computers only follow instructions.

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